INTERNATIONAL ETHICS
One standard of care for all is not always practical
Robyna Irshad Khan
DOI: https://doi.org/10.20529/IJME.2006.008
Abstract
Multiple research guidelines address the issue of standard of care
in international collaborative research. These guidelines fail to
appreciate that differing standards may be present within the same
country, which makes their application sometimes impracticable. In
circumstances where ethics review committees follow one of these
guidelines entirely and to the hilt, some relevant and useful research
is rejected while the way for “me too” drug trials is paved. It should
be acceptable to hold different researchers to separate standards of
care on the basis of their intentions, their financial resources, their
ultimate gains from the research, and subsequent utilisation of the
results of the research, even when these researchers come from the
same country where the research is being conducted.
Key words: standard of care, research ethics.
Should a universal standard of care be adhered to in all types
of research conducted anywhere in the world? This is an
excessively debated question in research ethics
(1). Multiple international guidelines try to provide an ethical framework
to prevent exploitation when financially robust sponsors
from industrialised countries conduct research on vulnerable
populations in resource-poor countries
(2,
3,
4). Unfortunately,
these guidelines do not address the issue from the perspective
of local researchers coming from varied backgrounds. Factors
associated solely with the researchers like their intentions, their
material resources, their ultimate gains from the research, and
the subsequent utilisation of the results of the research must
be given due consideration while deciding on the standard
of care. If all these factors are considered diligently, it seems
only reasonable to allow different standards of care within the
same country in different settings; it is inappropriate to compel
researchers to provide the best care available anywhere in
the world, especially where they are not being supported by
sponsors.
Case 1
Dr K is a family physician working in a basic health unit of a
small rural community in Pakistan. During his clinical practice,
he observes that children under the age of five are suffering
from a typhoid fever that is resistant to the locally available
drugs. He designs a small randomised control trial to determine
whether a combination of more than one of these drugs is
effective. His study design employs the available single-dose
regimen for the control group. The best proven treatment for
typhoid fever, intravenous third-generation antibiotics, is not
available in his hospital and he has no resources to provide for
them. The research ethics board rejects the proposal, as the best
proven treatment is not being compared to the studied drug
combination.
Case 2
A national pharmaceutical company in Pakistan has developed
a newer type of insulin, Insulin-D, to treat Insulin Dependent
Diabetes Mellitus (IDDM). This company intends to start a
large scale phase-III trial in a local rural community with a high
prevalence of IDDM. A renowned researcher from a nearby city
is selected to conduct the trial. The study design employs the
locally available standard of care for the control group. This is
Insulin-B, that has lately been ineffective to manage blood
sugar levels. The research ethics board asks the research team to
modify the study design and provide the best proven therapy,
Insulin-C, to the control group. The primary investigator changes
the protocol accordingly and assures the availability of Insulin-
C for both the control and study groups for one month after
completion of this project. The sponsors declare a hefty budget
for the overheads besides the trial expenses. They agree to
market the study drug in the community (if it proves effective)
but refuse to make it available free of cost for more than a
month after the research is finished. In addition, they cannot
guarantee that the drug, when marketed, will be available
at a cost affordable to the community. However, they offer to
compensate the community by building a clinic in the village.
The proposal gets approved.
Discussion
On the surface, the decisions of the research ethics boards
look genuine. In the first instance, the study protocol was not
approved, as the researcher was not offering the best proven
therapy for the control group though it is available in the
country. The second was approved when the researcher agreed
to use the best proven treatment. Let us analyse them in detail.
The intention of Dr K in the first case is to cure a treatable
disease when the causative organism has developed resistance
to the available therapy. His goal is to provide the community
with a desperately needed drug, without extra cost. He is using
the patients as a means to an end, but not merely as means.
The pharmaceutical company, on the other hand, is using these
patients only as the means. Though the research participants
need insulin, they will not have access to it after the conclusion
of the trial. The company has no intention of providing the
patients or their community with either Insulin-D or the
best proven therapy, Insulin-C. This trial should preferably beconducted in a sub-group of private sector patients where the
drug will be marketed in view of the fact that justice requires an
equitable distribution of harms and benefits
(5).
Dr K does not have the financial resources to provide for thirdgeneration
antibiotics to the control group. As a result, his
choices are limited to either using the best locally available
treatment or giving up the idea altogether. If he is forced to
give up this study, the best interests of the community are
not being served. The pharmaceutical company, on the other
hand, has declared a hefty overhead budget. Provision of the
best proven treatment is merely a procedural issue for them.
Researchers in non-industrialised countries commonly insist
on providing the best locally available standard of care, arguing
that it is not practicable to sustain the best proven treatment
(6).
Those conducting trials of “me too” drugs with huge marketing
potentials should be held to the highest ethical standards with
the proviso that they must sustain this standard for as long as
the research participants require it.
There is no possibility of Dr K making personal financial gains
from the study he proposes. On the other hand, the
pharmaceutical company is conducting this trial only for
financial gain. It is willing to provide Insulin-C to trial participants
for a month after the study is completed, but do not feel
responsible for their remaining life span. Since Insulin Dependent
Diabetes Mellitus necessitates life-long use of insulin, these
patients will have to revert to the ineffective Insulin-B after a
month. The pharmaceutical company is making a clinic for the
community. But there are many instances of such infrastructure
ending up as a burden to the local community which is unable
to meet exorbitant recurring expenses
(7,
8). The fate of the
building that is being offered is not likely to be different.
The trial by Dr K has potential benefits for the participating
community on a long-term basis. In contrast, the trial by
the drug company has no long-term benefit for the local
community. Researchers conducting non-beneficial research
for participating communities tend to provide alternative, onetime
compensations. Any dealings with the research subjects
should be above and beyond these financial incentives. If a
decision is made to accept these arrangements, each research
subject should be clearly informed that he or she will be eligible
for the new insulin free of cost only for a month after the trial;
they will get a clinic for the community instead. These incentives
may compensate for the lack of long-term availability of the new
drug for the whole community. But they should not be seen as
an alternative to a sustainable standard of care for research
subjects with chronic diseases.
Conclusion
Conditions of uniform standards of care are emphasised in all
international ethical guidelines. Application of this uniform
standard is good for accountability but sometimes it is an
obstacle to relevant, essential research. It may also facilitate “me
too” drug trials. Ethics review committees should take these
guidelines for what they are – only guidelines. Medicine is a
dynamic, ever changing field. Generalisation and application
of universal frameworks to all situations is neither practical nor
in the best interest of patients. The two cases cited above may
look similar on the surface and may have been conducted in the
same community, but their implications for the participants are
very different. It is only fair to respond to these differences in
different ways.
References
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